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On Risk Prevention and Supervision of Local Trading Platforms for Financial Assets


Abstract This dissertation focuses on risk prevention and regulatory issues of financial asset trading platforms, exploring the composition of a financial asset trading platform and its risks, formulating the general framework of platform risk prevention and regulation, and discussing the methodologies for monitoring and managing the risk of financial assets trading platform. The dissertation is divided into eight chapters. The first chapter is the introduction, which discusses the current status in this research field, the motivation and significance of the research topic. The second chapter discusses the transaction cost theory, information asymmetry theory, financial risk management theory, financial supervision theory and other related basic the... (more)
Created Date 2017
Contributor Xu, Chaojun (Author) / Hwang, Yuhchang (Advisor) / Yan, Hong (Advisor) / Chang, Chun (Committee member) / Arizona State University (Publisher)
Subject Finance / asset securitization / Financial asset trading platform / risk prevention and supervision / risk types
Type Doctoral Dissertation
Extent 191 pages
Language Chinese
Copyright
Reuse Permissions All Rights Reserved
Note Doctoral Dissertation Business Administration 2017
Collaborating Institutions Graduate College / ASU Library
Additional Formats MODS / OAI Dublin Core / RIS


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Description Dissertation/Thesis